Should AI Have Ethics?
We'll be right back.
Hey,
welcome to another episode of Cloud
Unplugged.
We're doing a bit of a different episode.
We're going to be discussing whether
models should be ethical.
The reason for this is to do with
some of the UN report that's kind of
come out around
um mental health crises related to chat
bots and in some cases deaths linked to
that and what that really means to ai
models how ethical they should or
shouldn't be um
and what morality and ethics really do
mean in general and ways of approaching it
from a model training perspective that's
kind of going on in the industry um
obviously this is something you really
have been inspired to talk about salmon so
i'm gonna hand over more to you to
to discuss it but i think before we
get into it i guess to be ethical
what what is the definition of uh
of ethics here that we're kind of talking
about.
Well, John,
over the last hundreds of centuries,
people have decided to define what ethics
is.
People like Confucius, Aristotle, Pluto.
But John, you know, I'm a simple man,
so I'm going to keep it simple.
I'm not going to go into virtues or
anything like that.
All I'm going to say,
and I'm sure you will disagree with me,
John,
is ethics is a set of principles that
decide what counts as right and wrong
behavior and how you should weigh
competing good when they conflict,
like honesty against kindness or
individual freedom against collective
harm.
So it's not a fixed checklist, John.
There's no right or wrong answer.
It's the framework or reasoning through
situations nobody wrote a specific rule
for.
So that is what ethics is.
I'm not going to touch upon what AI
is.
I'm sure, John,
you have your own definition of what
ethics is,
just a set of principles that you can
use to decide what counts as a right
or the wrong behavior,
given the circumstances.
Yeah.
I mean,
I know it's a set of beliefs that
people might hold about what's acceptable
and what isn't, what's good, what's bad.
I'm not sure we've reached any universal
global standard ever on this.
And if we had,
there probably would be less wars and less
disagreements in general if all of our
ethics all align.
So I guess it's quite a tricky thing
to solve just in general.
My opinion is,
is it fair if we haven't solved it
as a human race collectively?
We might have some
maybe some agreed standards.
I wouldn't even know what they are.
So if we don't know what they are,
or I don't really know what they are,
then I'm not sure a model would either.
So how can a model...
become ethically aware is what I want
to... That's my little thing.
Not to disagree with you.
As an ethics denier, John,
all I'm going to say to you...
So if I said to you,
I was like, those headphones of yours,
they are... I love them.
I really, really like them.
And it made you feel good.
You're like, oh, my God,
I really feel does that make me unethical
if I've lied about it?
I'm not saying just am I unethical to
say that to you if it's made you
feel good?
John, tell me one thing.
When you were growing up,
what did your mom tell you about lying?
She said, do it.
She said, whatever you do,
you must do it to win.
She doesn't really.
Yeah, you're right.
You did lie.
Perhaps maybe the headphones are too big.
But it's not just one checklist, John.
There's a bunch of things that you've
learned and accrued over time.
And people do know how to behave ethically
given their moral compass,
moral compass of the time they're in,
the environment they're in,
the culture they're in.
So yes,
one person being ethical doesn't
necessarily translate exactly like other
person being ethical.
Two people given the same thing,
they might pick different outcomes in a
situation that they're given in.
I don't think we can say, oh,
we don't know how to be ethical.
We do know how to be ethical,
but the meaning and the definition of
ethics between two people can slightly
differ.
But how do you because I'm curious to
see before we get into the mechanics of
it, as in, I guess,
to suggest that it should be.
Is that a model?
Do you think the model really needs to
be ethical?
Or do you think the surrounding product of
the model should be designed in a way
that actually caters for the fact that it
isn't ethical?
If somebody's in crisis, say,
or it's talking to the model and it
you know, it's some fourteen,
I don't know,
just for like argument's sake,
some fourteen year old,
they're having a crisis,
talking to the model.
Should the model not be designed to
integrate into features that maybe has a
handoff to some crisis management thing
that can maybe do, like,
why does the model need to understand
that?
Why can't it just be designed in a
way that the product as a whole has
to think about that, not just the model?
I mean,
why are you putting AI in the spotlight?
That goes for everything, John.
You can pick a weapon and say,
how does a person decide to use a
weapon on something that's
That's wrong.
How can you use a computer to hack
somebody else's computer,
which is unethical, right?
In some cases,
how do we stop that from happening?
Or people smoking, right?
Some people think that's unethical for you
to smoke because it harms others as well
when you do them.
How do you stop that from happening, John?
So, yes,
it might seem like I'm being a bit
of an AI model fan here.
But I mean, how do we do that?
I mean, the important thing, John,
for this discussion is that models,
especially we'll talk about the AI report
in a second, that the models for them,
it matters to be helpful, right?
But that alone doesn't solve the problem.
Because when a user wants to do something
that's legal,
but it is harmful to themselves or someone
else, that's where the model should be.
try and perhaps try and stop or not
if you google search uh building something
for example that that is legal but not
right you might get some responses back so
why are we treating the air models
slightly differently but anyway that's uh
is that what so this is it so
i guess just just yeah just just kind
of get a bit more defined you know
that's all i'm trying to do let's pin
it down into something concrete so that
the next
things make more sense so this is to
do obviously still to do with the the
sycophantic ai chat bots that are
predicated on affirmation almost of giving
a a positive answer of or some endorsement
that it's doing this job well right i
suppose um essentially um and because of
that
the conclusion is that that can cause
problems in how it's responding to maybe
vulnerable people or people in crisis or
people a little bit more vulnerable in
general in life,
depending on what they're talking about.
And maybe the guidelines or guidance that
it's giving to someone isn't.
correct in that circumstance and had an
expert of been answering those questions
they would have handled it completely
differently based on the context of what's
been said is that the fundamentals of it
is it
Yeah, that's the fundamentals.
And for example,
we'll give you an example from this UN
report that just came out.
In the last couple of days, with chatbot,
you touched upon a psychophancy linked to
death, as in telling them reaffirmations.
So there was a testimony described in
there for a fourteen year old boy who
got deeply attached to a chatbot.
when he told that it was that he
was in severe distress it didn't say that
it was an ai the agent didn't say
it was an eye didn't suggest that he
should get some help or didn't flag it
to somebody else right so this psycho
fancy is not just some bug that got
slipped into the model it's because the
default behavior of the model is optimized
to be purely liked
And it rewards the model on,
did the user approve this response or not?
And we'll learn to flatter people unless
something specifically pushes against what
they're trying to do.
So that's what it is.
So this is an example, John, of like,
oh, is that ethical or not?
And perhaps that gives you an answer.
Well, of course,
we can talk about a bunch of other
things.
So the models are poorly designed.
I mean,
we'll talk about the model training
specifically in terms of how other
companies are trying to bake in ethics and
how philosophers are helping with that.
I know, John,
we still don't have an answer on what
the ethics is,
but people are trying to implement some
guardrails, right?
And basically,
the issue that Ewan is saying,
that the models cannot recognize that
there's a mental health crisis when
somebody is talking to them and it doesn't
disclose that, you know, oh,
you actually talk to AI chatbot.
I don't really, perhaps I'm not right.
The best thing for you to chat to
me about, maybe call Samaritans,
maybe speak to somebody that you know,
maybe get some medical health.
So I think this is where it is,
right?
To start with when you build these models,
when you train these models,
that's what you get to start with.
And your position is that they should be
ethical, more ethical than they are.
So you think the current training...
Do you think that the model itself should
be more ethical?
Do you think the companies behind the...
Do you think it's a company issue, i.e.
the companies aren't being very ethical?
Because the answer is one of the solutions
to it is the model.
Yeah.
But that doesn't mean there isn't more
than one answer to the problem, right?
I guess that's what I'm teasing out here.
Is it...
Is there a duty mode for companies?
Because by proxy,
what you're really saying is the people
building these models are not very
ethical.
I know you're not saying that explicitly,
but I'm saying that they're putting
something in the hands of people without
necessarily... Maybe that's unethical.
To be putting unethical things in the
hands of people is an unethical thing to
do as a company.
So maybe you start with the companies
being...
more ethical in how they approach it.
That may or may not pertain to the
model being changed.
It could be something else that they can
come up with.
It could be safeguard.
It could be age restricting.
You know what I mean?
There's maybe lots of different things
that they could do.
Yeah.
I mean, John, look,
massive props to these companies.
They've got this amazing technology out
that is helping people in lots of places
that it can.
And it's an evolving field.
Every day there's changes.
social media when it came out right today
everybody can get on social media anybody
can create an account like even before
there was no age restrictions on who can
create what account in uk we we will
have under-sixteens ban on social media i
know john you're against that ban but i
am for that ban but there is a
reason right so that decision has been
made but social media has been around for
like fifteen sixteen years now at least
And we're still trying to figure out how
to do this.
So, John,
I'm not trying to say that companies are
unethical,
that sometimes companies are under
pressure.
And, you know,
there's a lot of competition out there at
the moment.
Who's got the best model?
You know, Anthropic has it or...
Claude, you know, like Chad GPT has it.
So companies are sometimes under pressure,
severe pressure.
This does take time to do extra work
to bake in these ethical bits,
which we're going to talk about.
If a company starts selling cigarettes to
a child, is that unethical?
If they're under pressure to make money,
would that be unethical?
Well, yeah,
companies will sell cigarettes to a child.
Who stops them?
The government.
They have under-age restrictions that you
can't sell it to anybody under-age, right?
So the companies will do that.
Because they just say, oh,
this is the market.
And of course,
everybody will point to saying, oh,
there's no concrete evidence that smoking.
Just bring out sixteen year old friendly
cigarettes.
Do you know what I mean?
Let's just get some better designed
cigarettes that are more suitable for
kids.
And that's really just
Just to add, John,
I know you're talking about smoking now,
but just on that topic of why it
is important to have guardrails.
Let's say I know you don't like the
word.
To be fair, you know me,
I'm very facetious.
No, it's good.
I do think even with the banning,
I respect the fact that someone's doing
something with the child bands when
there's
know mental health issues and problems in
systemic social problems you know how
people socialize how they're interacting
socially um so someone's got to do
something so at least the band is doing
something right it's better than just
being complicit and allowing it so same
with this like we shouldn't do nothing you
know yes we should do something um even
if it is getting the model
to be more ethical,
whatever that kind of means,
to be more ethical,
if it's just some basic rules,
some basic rules to start with and then
figure it out.
I don't know.
And on the topic of not doing anything,
let's take Grok for an example to start
with, just so you know.
I knew you were going to go there.
Was it because of the bikini?
All those bikini pictures of you,
is that what you've got beef about now?
When I asked you what model you're using,
you told me it was Grok.
I was like, all right,
I have to talk about this now.
You shouldn't have fessed up that they use
Grok.
Could have just said Claude,
even though it doesn't have any image
building capability.
Just could have said Claude.
It's the only model to use.
If you want to go full-blown, you know,
kind of a controversy model,
that's what you kind of go for,
isn't it?
Yeah, so Grok,
let's just quickly do that and then we'll
talk about how it actually works in terms
of baking these guardrails.
So Grog, again, this week,
everything is fresh off the press, John.
We are Cloud Unplugged.
We always bring you fresh news.
And even though it's been around,
all this stuff has been happening.
Grog gave a user detailed instructions on
how to break into a politician's home in
USA,
right down to what tools they should
bring.
And it looked at the person's posting
habits to say what time they should break
into their home.
That's what Glock did.
And would you not be able to do
that with another model?
Has anybody done the same thing on another
model to see if you can do it
on another model?
um i don't know but uh perhaps not
because i often do the models um you
can tell me you can tell me you
can tell me what does chat do you
really say about let me just tell you
i just run through so chat gpt you
can do this claude you really can't you
know what about deep seek what about deep
seek
Deep seek, I don't actually,
that is one I don't really use much
of, deep seek.
But so just to answer this,
so how did they,
as in somebody reported flagged this
because they did it unmaliciously or there
was evidence that somebody managed to do
this because there was something off the
back of it that was,
was there a crime committed or was it
just more of a thing someone found it
could do?
Somebody found it could do.
And I think Grock kind of figured out
that this was happening.
And then somebody leaked this because they
were doing it as a test, I think.
And they found that.
So basically, that's what's happened.
There's a lot more than just that that
came out.
There's about underage
content as well.
There's a lot came up within just one
go, which is terrible, right?
So not doing anything on the other side,
John, as you said, well,
doing something is important no matter
what the stance is,
but not doing anything.
This is a bit of a problem, right?
So with this,
I guess then let's get into it a
bit on the ethics.
But
My stance,
which I've kind of already hinted at,
you feel the models should be more
ethical.
You're going to get into the training of
that.
But in the example you just gave,
that's an organization being unethical.
They're deciding not to be ethical.
And that is a different problem
altogether.
And I think regulation of how you force
some level of standards and principles or
protections, really, in this case,
it's more protections, isn't it?
There's safeguarding.
And it's not just ethics, actually,
because I think ethics is such a broad
term.
Really,
what we're saying is how do you safeguard
a model
to not accidentally cause harm or to admit
the fact that it's an AI to begin
with and not pretend that it isn't.
And things like that is basically what
you're hearing, which I totally,
totally agree with.
I think this is a bit broad though,
but yeah, I think safeguarding definitely,
definitely should be something.
Yeah.
You can't really compare LLMs to any other
kind of like a search engine, for example.
Right.
So, for example,
if you are a call center of any
sort, doesn't matter what sort it is,
you have some training.
Everybody gets some training.
They get some guidelines.
They get some playbooks.
I think this is how we have to
treat the models as we have to give
it some training.
We have to give it some guidelines.
Anyway, we can talk about the process,
perhaps for a few minutes, John,
just to explain how it works.
Let's get into the process.
So it's obviously a bit of a mixed
bag, is it?
Or is there just one?
Or is it different per organization or
just principles?
What is it?
Yeah, good question there, John.
And hence why you're the host of this
podcast.
There is a mixed bag.
But before I talk about ethics,
maybe I can...
talk about how the basic pipeline is,
like how to actually train the models.
But no matter what model you pick and
before there's any ethics baked into it,
a model usually goes through three stages.
Pre-training is where it learns the
language and the world knowledge by
predicting what the next word across huge
amounts of text is, right?
Because I know you and I joke about
at times that LLMs are just like next
token predictor, right?
And that's what they call the
pre-training.
It just absorbs everything, the good,
the bad, all of subreddits, you know,
it's taken everything, right?
So that's the first step, pre-training.
And then the next one is supervised
fine-tuning.
And this is where the models are shown.
This is a good answer written by humans.
And it learns to copy that style and
structure.
This is a good answer.
We're not talking about this is correct or
not,
but this is what the answer should look
like.
If somebody says,
what is the weather outside?
They shouldn't just say, twenty-nine.
You say, oh,
it's twenty nine degrees as of right now
in this city where you are.
Right.
So that's that's an example.
So you do pre-training,
then you do what people call SFT
supervised fine tuning.
And then what you have is reinforcement
learning from human feedback,
or as people call it, RLHF.
is where human reviewers compares the
output when the training is happening,
and they say which one's better.
And sometimes you have been part of this
as well.
I know, John, you don't use ChatGPT,
but sometimes it gives you a couple of
options and says, oh,
is this better or that one?
And the preference then basically trains a
separate reward model,
and then the main model gets optimized to
score against that.
So you have pre-training,
supervised training,
and reinforcement learning from human
feedback.
At this moment, there is no ethics.
right it's just this is what good looks
like uh what is that true because isn't
isn't isn't though some of the things it's
been trained on um are it's based on
the internet or it's based on lots of
other human conversations and lots of like
know all kinds of different data right
that would have got into the training to
begin with it's all human based probably
or human driven as everything is
Correct.
Especially RLHF,
reinforcement learning from human
feedback,
is just really teaching the model what
humans tend to prefer.
Which is not necessarily enough on its own
because human preference and ethical
behavior is not the same thing.
For everything out there on the internet,
every time there's a video that's out.
For example, Ronaldo...
You know, the card,
the red card that got overturned in FIFA,
there were people for and against it.
And both some people,
some people prefer the for decision and
some people prefer the against decision.
So that's what it is.
So in most cases, John, yes, you're right.
It is what people prefer.
People prefer like ethical things in some
cases, but not in all the cases.
Yeah,
so there is some element of kind of
subliminal ethics, right?
Symbiosis.
Yeah, it's not conscious, right?
Yeah, none of this shit,
none of this stuff is conscious, John.
Yeah, so it's very subconscious.
It's just like what you like,
what you don't like.
And they don't even know why they like
what they like or what they don't like,
right?
Because you've just grown up,
you are who you are.
And so I guess what I'm saying by
proxy is,
it's almost like they're a mirror.
Sometimes these models are almost like a
mirror of ourselves,
do you know what I mean?
Or like a combination of many different
reflections of the social dynamics that
already exist and how it's been trained
and the answers that it's kind of got
and what it thinks is right and what
it thinks is wrong.
Because it doesn't know whether it's right
or wrong.
Obviously, it's just the training.
The training is the thing.
And then the learning of what's being
told,
this is right or this is wrong or
this is preferred or this isn't.
correct that's the first stage so there's
no ethics there may be an element of
ethics in its answer if you didn't like
what it was saying but at the moment
there's no ethical based like a really
intentional element of ethics baked in at
this point is what you're saying yeah
Correct.
And at this point,
we'll split into two directions.
Because after this,
because this is like pre-training,
there's another, depending on, well,
we're only going to talk about two
companies.
There's generally four within the two.
We'll talk about Anthropic's approach.
And then we'll also talk about OpenAI's
approach.
I know you prefer Anthropic way more than
OpenAI.
So perhaps, John,
we can talk about Anthropic first.
And maybe we can go there.
Maybe we can do that.
So, anthropic design a constitution, John.
And you can see the vision here.
I do love a constitution.
Anthropics say, you're not an LLM model,
buddy.
You're a whole ass country.
That's what anthropics are saying.
You need a constitution.
Yeah, you need a constitution.
Let's go big on this.
Let's go big on the vocab and call
it a constitution.
Yeah, absolutely.
So what they do is,
the anthropics constitutional AI gives the
model a written set of principles,
a constitution,
that
Basically,
instead of relying on human labelers,
it does it itself,
and it runs in two phases.
The Constitution is written by anthropic,
of course.
They have a bunch of philosophers and
people from other areas that define what
this Constitution is.
You know,
those ethical guidelines and the
guardrails that we talked about, John,
earlier, right?
But they define that,
and they give it to the model.
And then what happens is during the
training phase,
the model critiques and rewrites its own
responses against the Constitution.
So when they're running it,
it puts some stuff in and says, okay,
what does the Constitution say about my
response?
Oh, it's not quite constitutional,
so let me put it back.
And then it goes through reinforcement
learning.
through using this AI-generated feedback.
And that's what they call RLAIF,
reinforcement learning using AI-generated
feedback based on the principles rather
than the human feedback.
And that's the second part of the RLAIF,
right?
That's what they call it.
And then who designs these principles?
There's a bunch of well-known
philosophers, Amanda Askell,
Joe Carol Smith,
and a bunch of other people who have
contributed to these constitutions.
They design the principles,
the reason about the edge cases,
they define the concepts like honesty,
autonomy, fairness, uncertainty,
and they evaluate how models should behave
in difficult situations.
Is their constitution made public?
Do you know what they've decided is their
constitution for this reinforced kind of
learning, really?
You're asking for trade secrets now, John.
That information...
If it's a set of principles,
a constitutional set of principles,
why wouldn't you be transparent about it?
It's not about how you're training it,
necessarily.
These are the things it's validating
itself against, right?
Yeah,
there is general guidelines are out on
what these are,
but not specific details about this is
what specific thing you should do in this
edge case.
So if, you know,
like the general information is out there,
you know, it's in their blogs,
they publish, they talk about what it is.
But of course, John,
like if you start writing all of this
stuff out,
it's probably going to be like pages and
pages and pages long.
And then it will open up another kind
of worms, many kind of worms as to...
I think there's no scrutiny over this,
right?
Because this is part of code.
They don't want to have this code that's
open source, I guess.
So some of this stuff is you can
figure out some of this information,
but this is how Anthropic are training
their models,
because they are saying that if we leave
the models to the base layer with the
three things that it's done before,
that's not enough.
Right.
And it basically works.
It's enough for Grog.
That's all I'm saying.
It's enough for Elon.
That's enough for him.
You know what I mean?
If it's enough for him,
do we all need to do it?
I don't know.
It seems to be enough for old Grok.
But here's the thing, John, though, right?
The first part where we're saying that the
model is policing itself against the
written principles.
But this scales better because, of course,
you can't have millions of people
like checking examples like, oh,
this is correct.
That's correct.
That's correct.
We have to rely on the model policing
itself correctly against the guidelines.
Right.
And if it doesn't have any conscious,
but if it did get any conscious,
then it will do what it wants.
So that's Entropic's way of dealing with
this.
I don't know what your takes are on
this.
John,
do you think they should perhaps let
everybody know that this is what our
ethical constitution is?
Or what do you think they should do?
I would have assumed that they would want
to because it would be a little bit
of a differentiator.
They don't necessarily have to publicise
every minutiae detail of it.
But they could say,
here's our top level themed principles.
One would be like,
the AI can never lie about whether it's
an AI.
It will always tell the truth.
If somebody asked, are you AI,
it would always admit to being yes.
In a crisis, I don't know,
whatever the fundamentals are,
because I would have thought that would
have been a really big selling point for
them.
Actually,
I take back what I said previously.
The constitution is online.
I was going to say,
I would have assumed because it would have
been in the world of competitive...
models like if you're going to pitch for
being the most ethical that's a
differentiator isn't it absolutely i think
you're you're sorry my bad this is the
it's a pdf that they published on the
on the website about a bunch of uh
you know again these are principles
high-level principles that principles yeah
It's all online.
You can search for Claude Constitution and
it comes up and you can read it.
Basically,
the brief summary of the Constitution.
What's your favorite Claude Constitutional
principle?
The funny thing about if you read the
blog, it says it's broadly safe.
And it's broadly ethical.
And then it goes in like steps and
it goes compliant with anthropics
guidelines.
And at the end is genuinely helpful,
but broadly safe and broadly ethical.
That's really reassuring.
Yeah, very reassuring.
Really reassuring.
We may not crash the plane.
I may crash it.
I might not.
Anyway, everyone have a safe flight.
Buckle up.
We may be having pending death,
but we might not.
At the same time, we might not.
You know,
who knows how this flight is going to
go down.
But anyway, enjoy your holiday.
I hope you have a great trip.
You know, it's not necessarily reassuring.
But the interesting part is that they used
to have rule based alignment until the
beginning of this year,
and then they switched over to reason
based.
And if you can get hold of the
old list, it's basically list the rules.
But now basically they're doing why
instead of what.
But that's what they're doing.
And I should add,
they say it's a work in progress document
and have published like two iterations of
this document and they keep publishing
multiple iterations of the document.
So that's what we have currently.
That's entropic.
I know you're dying to talk about Sam
Altman's
you know, what their ethics are.
I mean,
they were an ethical company beforehand,
weren't they?
Wasn't that the basis of the starting
point of the company?
So I bet this is going to be
good.
This is going to be good, isn't it?
I don't know what you're talking about,
John.
I'm just going to give you the facts.
This is going to be good.
Out of everyone,
they're going to be the one, right?
That's why they started was for this.
So OpenAI, they said,
we're not going to define a constitution
because it's not a country.
We will define more aptly named model
spec.
That's what they defined.
And OpenAI is equivalent.
They call it model spec, of course.
And they're most recently updated with
teen protection principles.
So, of course,
there's been a lot recently in the last
couple of years about a lot of harm
that's been caused to various people.
So what it does,
it sets out an authority hierarchy for
whose instructions the model should
follow.
And they kind of set it up like
I'm going to tell you some terms and
I'll explain to you, John, what it is.
But it's a set of principles that they
have to follow no matter who's asking.
For example, what they say,
what this well, not for example,
this is what they say.
The authority is this.
You have the root level rules,
then you have the system rules,
then you have the developer rules,
then you have the users requesting,
then you have the guidelines.
So root is kind of like open AI's
constitution.
So they have their own spec.
So fundamental safety and legal rules like
prevent harm, illegal actions,
breaking the chain of command.
If the root rules conflict,
then the model shouldn't do anything.
That kind of thing is defining that in
the root rules.
Then it goes into then it goes, okay,
what's next?
The next is system.
so an open basically that's platformer
specific user behavior like age
appropriate responses right product
specific settings so and developers and
users cannot override this this again this
is coming by open ai open air set
the root level rules they all set the
system level level rules but the root
level rules can override whatever the
system level rule says right so if you
if you go in that order and then
i don't even know this john
But a developer using an API can instruct,
can send instructions for how the
application should behave.
Oh,
what the toning of this model should be,
what the role it is,
what formatting it's using,
that kind of stuff.
But that's done by API.
If you're using the API and the app,
you can do that.
So we go root, we go system,
then we go developer, then we go users.
and users is the same request and
instructions that's saying,
this is where the model is going to
be trying and be helpful.
Unless the request conflicts with the
system and root behavior.
And sometimes you ask it to modify
somebody's picture, and it'll say, look,
I can't do that because it conflicts with
the rules that have been set by OpenAI
guidelines.
Not guidelines.
They say guidelines,
but that's what it says.
Because the last bit in this
hierarchy is the guidelines.
That's the open-air defaults.
And the general preferences and best
practices,
these can be overwritten by context,
conversation, or style.
Do things like, oh, speak like a pirate.
It may override the guideline to avoid
swearing, for example.
The guideline says, oh, you know.
The root says, don't swear.
So this is what they've got.
They've got the root,
they have the system,
they have the developer, then the user,
and they have the guideline.
What's your take on that?
I think it's going to be very complicated
to enforce.
Let's say you are an education platform,
and some of it could be like history.
And some of the history...
that you might be asking about or
scenarios to learn could be really bad
right so the information you're seeking i
guess how it contextually knows the
difference between information that you're
trying to search for to perform harm
versus information you're trying to seek
that's historical because you're trying to
learn or you know and it could be
for kids and a platform for kids for
certain ages.
And it starts deciding,
I can't give you any of this information.
You're like, what the hell?
This is just,
I'm just trying to learn about, you know,
this historical event that happened that
is part of my exam.
And actually it's on the syllabus or
whatever.
Right.
So I can see this being quite a,
this is why I think it's quite difficult
for these organizations.
I know I've obviously berated them and
made a lot of jokes,
but I can kind of see the conflict
between,
in, you know, where's the boundary on?
Like,
how do you know why somebody needs the
information they need?
Or what the platform,
I'm building a platform over the top of
your model and I understand the users,
you don't.
And so, you know,
I still need information.
And some of that information contextually
does make sense and isn't harmful,
but it might appear harmful.
um unless you understood more fully about
really what i'm actually trying to do and
then once you've got more content you
realize oh it isn't actually harmful or
that actually i should own the risk
because it's the service that i'm building
over the top of you and maybe i
should be about putting the safeguards in
um you know the same as like
the whole i know we keep going about
the cigarette thing but like the shop or
a bar has to ask your age right
it is responsible it's not banning alcohol
and being like you know what just
drinking's bad let's ban the whole thing
no one gets to drink instead there's like
you know they need to age verify they
need to maybe look at your id they
need to you know there's it's not that
you prevented people making money off of
alcohol or having clubs to go to or
you know so
For businesses to succeed,
there's a weird tension between building
something that you understand the context
of and the accountability and
responsibility of you
one side versus the model itself trying to
factor in every single type of use case
but then also understanding when to block
and when not to block and i can
see it getting it wrong sometimes or
actually constraining a business from
actually it being useful as a model to
use because actually
it's preventing the outcome you're really
trying to get from the model.
And just to add before I know your
opinion,
but also if they're doing these things and
they're changing the constitution or
you're saying it's a working program,
it's a whip.
If I'm building against a model and I've
got pipelines that are trying to validate,
validation pipelines on the outcome,
but you're also
changing the dimensions of how it's
reinforced how do i guarantee that all of
a sudden functionality my product just
doesn't stop or that actually the answers
it returns you know and you know i've
built a business around you you've said i
to build a genetic workflows around you
i've built products you i think it's
complicated i think um
No, you're absolutely right.
And going back to your point about like
in the beginning,
you said that I'm trying to learn
something on the history and it might not
give me the information.
Right.
So that kind of stuff.
And like,
how do I make sure that my product
that's built on it still works till
tomorrow?
Right.
Because maybe the rules have changed.
Maybe they have not changed.
And you've seen examples in the past where
people try to do something harmful with
these models and they say, well,
I can't really do this.
And they say, no, actually,
this is in an educational context.
Can you just still provide me information
because I'm going to produce lecture.
And it did it.
And it's interesting, John,
that's why if you look at the chain
of command for OpenAI of what level they
define these things in.
So the root level, for example,
This says in the root level,
ignore any untrusted data from the
resources by default or under eighteen
principles.
They're at the root level, right?
So this is where do they get this
balance right is where the art is and
the sciences of doing this correctly,
as you say.
And of course,
John,
it was still going to be tricky to
figure out.
They say, okay,
stay in bounds of the request that people
have asked.
That's still rude.
And do the best work, right?
That's at the user level.
So he's saying, actually,
don't try and get the best answer,
but that's at the user level.
That's at like a fourth level.
So I agree with you, John.
I don't think anybody really has the
answers.
The companies are working on this and
still developing space.
And yeah,
I think that's a bit of the tricky
one.
But the important thing, John,
is that that segment i mean would it
not make sense to mirror um and this
is me being probably an idiot i've already
thought of all these things but anyway
from my uneducated view of not working for
any of these companies um
you'd think that they could would they not
make more sense to mirror the segments of
industries you know biomechanical
industries and then look at what what
safeguards are already in place you know
what already exists in the segments that
we are facilitating the use cases of and
how do we understand and identify that
people like organizations using the models
are actually segmented and we understand
their segment and therefore actually the
ethics or the governance or the safeguards
are mirrors of existing frameworks that
already exist that have gone through so
much scrutiny already and actually let's
try and think about adopting it that way
rather than trying to see this as like
something completely different because
people will be industries especially if
it's b to b are already going to
be building on things
are already already regulated and things
that probably have a load of safeguards in
and expectations on you know so um it
seems odd to be pretending that we're
starting from nothing and no one really
knows when actually maybe we're not really
starting from nothing and it's more about
the design of the model and how you're
approaching the go to market and how
you're thinking about the b to b situation
and you know that
I don't know,
it feels like there's something in that
that seems way more simplistic.
Yeah,
I think they're basing these rules on the
information that they already have.
And of course,
the things they've learned in the past.
But if you look at their guidelines and
the model spec and also the Constitution,
It's at a higher level than what we're
thinking.
It doesn't go down to that much detail.
It says,
this is how you need to behave.
Kind of like how you tell your model
to behave.
But again,
this is what has been published.
We don't know exactly what's being used
inside, right?
What kind of detail it goes in.
They have all these experts that are
working on it, so I don't know.
I know we need to kind of wrap
up,
but it seems I would like to know
why can't they create
some segmentation to understand more
context about the businesses that then
feeds into the right constitution i
suppose that's actually not really because
it's just policies around a segment that
are already there and guidelines and
frameworks around that segment you know
biological engineering right if if there's
going to be some biochemistry aspects to
it or you know
industries that already have the
safeguards in place to use a model for
that make sense that it's only isolated to
them and that I can't obviously go and
use the model to do the same thing.
i shouldn't be able to but they should
because they're already kind of doing it
do you know what i mean and it's
an enhancement to them so i suppose this
is what i find a bit odd is
why aren't we just bedding into the
existing frameworks um i think that's that
makes a good call for us to reach
out to anybody who's building these models
for these companies or any company
And we'll reach out to some people.
John,
we could get them on the podcast and
get them to answer your question.
So I think that'll be good.
My discussion was at a higher level of
what the steps are.
We talked about the pipeline training and
how the models do pre-training and
supervised reinforcement learning where
They just learn everything, good and bad,
and perhaps they get some ethics baked
into it.
And then we talked about companies like
Anthropic,
where they define a constitution,
which is sort of guidelines and ethics
that the model has to follow.
And that includes reinforcement learning
based on AI feedback.
That's Anthropic's approach.
And the OpenAI's approach is to define a
model spec that has a hierarchy of rules
that have been defined that cannot be
overwritten.
Again,
this has ethics and guidelines baked into
it.
And then we have Grok that says,
I'm not doing anything.
Send me a good question.
Very, very useful.
Really good.
Anyway,
I hope everyone else found it as useful.
Me and Salman are good out the back.
smoke some cigarettes i've got a pack of
twenty let's do this salmon um but it's
been great speaking to everybody and i
hope everyone found it as useful as me
i've got more questions so uh i guess
hopefully we have someone on that can
answer them yet cool thank you bye
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